VCOMPLY GLOBAL  expert team provides the professional compliance on-site trainings to the financial institutions to ensure that the compliance training needs of the Responsible Officers and Licensed Representatives are met.  Topics include but not limited to :

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• AML - Anti-Money Laundering / CTF - Counter Terrorist Financing

• Market Misconduct and Insider Dealings

• Professional Investors 

• Recent Enforcement Actions

• Staff dealings

• Suspicious Transactions Reporting

• Suitability Obligations

• Other training topics are also available upon request

 

 

(p.s. Please note that although VCOMPLY GLOBAL is NOT an accredited CPT provider, the training(s) may be counted as the relevant CPT course(s), subject to the internal compliance approval of the clients. )

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For any enquiries, please email  compliance@vcomplyglobal.com