VCOMPLY GLOBAL  team members have the proven track records to obtain licences and registrations for various financial institutions including securities houses and fund management companies in Hong Kong.

 

VCOMPLY GLOBAL guides you on the set up of your financial institution, initial business and/or compliance planning, and also assists you to prepare the tailor-made application and the supporting documentations to the regulator(s) (e.g. SFC, PIBA / Insurance Authority).

 

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Our Licensing Services include :

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• advise on the corporate structure and the business plan

• assess the competence, fitness and properness of the RO(s), and review their CV(s)

• prepare and submit licensing applications

• liaise with the regulators’ case officer(s) (e.g. SFC, PIBA / Insurance Authority)

• handle correspondences and enquiries with regulators

• negotiate licensing conditions

• prepare compliance manuals and other requisite documents for licence application

• (if necessary) assist to liaise with other advisers (e.g. auditors, company secretary, custodians, fund administrators, legal practitioners or tax advisers etc.) to address the important accounting, legal and/or tax issues etc. regarding the licence application

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For any enquiries, please email  compliance@vcomplyglobal.com